Securities Act

Results: 34055



#Item
991Financial regulation / Economy of the United States / 76th United States Congress / Investment Company Act / United States securities law

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 20, 2015 ____________________________________

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-22 10:11:23
992Privacy law / Government / Freedom of information in the United States / Politics of the United States / Privacy Act / U.S. Securities and Exchange Commission / Public records / Securities Exchange Act / Privacy Office of the U.S. Department of Homeland Security / Freedom of information legislation / Law / Freedom of Information Act

System of Record Notice SEC-24: Freedom of Information and Privacy Act Requests

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Source URL: edgar.sec.gov

Language: English - Date: 2013-08-27 15:06:52
993Securities / Economics / United States securities law / Finance / Bond / Securities Act / Prospectus / Security / Underwriting / Financial economics / Investment / Stock market

Listing Prospectus Itella Final_ID 24918_

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Source URL: www.posti.com

Language: English - Date: 2012-01-12 06:54:06
994U.S. Securities and Exchange Commission / Financial regulation / Government / 76th United States Congress / Investment Company Act / United States securities law

Order: American Fidelity Dual Strategy Fund, Inc.

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-26 10:25:47
995U.S. Securities and Exchange Commission / Government / 76th United States Congress / New Deal agencies / Investment Advisers Act

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-20 11:43:54
996Types of business entity / Legal entities / Financial economics / Legal documents / Securities / Stock certificate / Corporation / Stock / Incorporation / Corporations law / Law / Business

THE REPUBLIC OF LIBERIA Business Corporation Act 1977 The Associations Law, Title 5, as Amended, of the Liberian Code of Laws Revised

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Source URL: liberiancorporations.com

Language: English - Date: 2012-03-07 11:57:47
997Business / Finance / 73rd United States Congress / United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Securities Act / Due diligence / Securities Exchange Act / Financial economics / Economics / United States securities law

National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers

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Source URL: www.sec.gov

Language: English - Date: 2012-03-19 11:51:08
998U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Finance / Financial services / 76th United States Congress / Investment Company Act / United States securities law

Putnam Classic Equity Fund

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-22 10:15:19
999United States securities law / Investment / 73rd United States Congress / Securities Exchange Act / Financial system / U.S. Securities and Exchange Commission / Stock exchange / Financial market / Banja Luka Stock Exchange / Stock market / Financial economics / United States Securities and Exchange Commission

Microsoft Word - Document36

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Source URL: fic.wharton.upenn.edu

Language: English - Date: 2006-07-28 16:07:23
1000United States Securities and Exchange Commission / Government / Financial economics / Securities Exchange Act / Securities regulation in the United States / Securities Act / U.S. Securities and Exchange Commission / Investment Company Act / Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress

#..SEC--1 System name: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940--

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Source URL: edgar.sec.gov

Language: English - Date: 2007-08-24 14:54:20
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